Pre-Audit Site Visit

The audit team works closely with Church bodies to ensure all information requested is received and any requirements needed for the site visit are identified and met. Each SPOC receives an audit briefing pack which includes:

  • Key dates for audit
  • Awareness raising materials (posters, PowerPoints and letters)
  • A template schedule to organise discussions and focus groups
  • Consent forms
  • Link to the 360° Safeguarding Audit Tool and a tracker created to delegate pieces of work.

Biweekly ‘Keeping in Touch’ (KIT) meetings are also arranged with INEQE’s SPOC to facilitate open lines of communication.

Timeline

Weeks prior to Site Visit

  • 12 weeks
    • Audit Briefing Pack sent to church body SPOC
    • Surveys circulated by church body SPOC
  • 11 weeks
    • Introduction Meeting
  • 10 weeks
    • Audit team given access to Case Management System
  • 8 weeks
    • Surveys and 360° Audit Tool closes
  • 7-3 weeks
    • 360° clarification period
  • 4 weeks
    • Finalised site visit schedule
  • 2 weeks
    • SPOC to ensure Blue Files access

Site Visit

Online Surveys

As part of the audit process, the team from INEQE Safeguarding Group would like to engage with a wide spectrum of individuals from dioceses, parishes and cathedral communities through online surveys. These surveys will act as a mechanism through which individuals can comment on matters relevant to the audit’s focus.

The surveys are both anonymous (the audit team are not seeking to identify individuals) and confidential (individuals will not be identified in our report). The purpose of the surveys is to enable the audit team to conduct a wider analysis of practice across Church bodies and give individuals the opportunity to contribute to the audit.

No one from the Church of England or other body will be provided with or have access to survey responses.

The Audit team have designed seven surveys for the following stakeholders: 

  • Diocesan Board of Finance (DBF), Diocesan Board of Education (DBE) and Office of the Bishop Workforce – Including, for example, DBF staff or volunteers, Staff of the Diocesan Bishop’s Office or Diocesan Synod.
  • Parish Community – Including, for example, parishioner, worshipper, or an attendee of another activity at the parish.
  • Cathedral Workforce – Including, for example, the Chapter, clergy, staff, volunteers, choristers, or bell ringers.
  • Parish Workforce – Including, for example, clergy, parish staff, volunteers, choristers, bell ringers, or worshippers.
  • Cathedral Worshipping Community – Including those who visited, attended services or worshipped at the Cathedral.
  • Victims/survivors of church-related abuse
  • Children or Young People

Dedicated safeguarding email inbox and confidential contact form

A dedicated safeguarding email address is set up along with a confidential contact form to enable individuals willing to engage with the audit to share information. This is monitored on a routine basis and key lines of enquiry are followed up.

Access to Case Management System

To enable the analysis of information before a site visit occurs, INEQE requires access to each Church Body’s case management system (CMS). INEQE dip sample between 10% and 15% of safeguarding case files that have either been opened or closed within the 12 months immediately preceding the audit. Auditors maintain a consistent methodology to ensure the sample is representative. Access to the CMS is requested no later than 10 weeks before an audit visit. 

The 360° Safeguarding Audit Tool

To ensure the most productive use of time, INEQE’s approach is to analyse all available information in advance of site visits. This information is collected using INEQE’s 360° Safeguarding Audit Tool. The 360° Safeguarding Audit Tool is a series of questions set against a framework that captures an organisation’s baseline policies, practices and other information relevant to the audit. For example, beyond policies, this includes records relating to safeguarding training, safer recruitment practices, previous audits, reviews or reports commissioned by or into the Church body.

Mapped against the National Safeguarding Standards, the 360° Safeguarding Audit Tool also provides a baseline against which the overall sufficiency of safeguarding is assessed, and any progress evidenced (i.e. against previous audit recommendations). Each Church body receives an individually tailored 360° Safeguarding Audit Tool as part of their Audit Briefing Pack which must be fully completed online by the date specified as amendments cannot be made after this date.

Consent Forms

Prior to engaging in scheduled discussions with children and young people under 18 years old, the audit requires consent to be sought from parents or carers. Consent forms should be distributed to the relevant group leader, staff member or parents as appropriate ahead of the site visit. All auditors have appropriate Access NI (DBS equivalent) checks and have experience working with young people in a sensitive manner.

During Site Visit

Auditors are on the ground, per geographical area, for a minimum of three and a half and maximum of five days. Each audit typically includes a visit with a diocese and a cathedral. The number of auditors present on each site visit will depend on the size of the Church body being audited. However, generally there is a minimum of four auditors per audit visit. INEQE use a small, consistent team across all audits led by Jim Gamble.

Timeline

  • Day 1
    • Orientation and discussions
      (with option to facilitate chorister/youth group in the evening) 
  • Day 2
    • Access to Blue Files
    • Discussions (with option to facilitate chorister/youth group in the evening)
  • Day 3
    • Discussions (e.g., an individual subject to a Church Safety Plan and those who manage this)
  • Day 4
    • Verbal feedback to leadership

Semi-structured discussions and Focus groups

To ensure triangulation of information collected prior to the site visit, the audit team conducts semi-structured discussions and focus groups during the site visit. These are facilitated both through face-to-face discussions and virtually. These discussions are held with individuals in key roles from dioceses, parishes, and cathedrals to relay their personal experiences of safeguarding in their church body. In addition to these discussions, the Audit team facilitates dedicated focus groups to glean further insights and perspectives from key groups of individuals.  The audit team also checks manual records that can only be accessed in person.  

Preliminary Briefing 

At the conclusion of the visit, the auditors provide verbal feedback on their preliminary findings to the single points of contact and other relevant individuals. When an audit covers more than one Church body this is a joint briefing. 

Post-Audit Site Visit

Timeline

Business Days Post Site Visit

  • 15 Days
    • Draft report submitted to Church body
    • Draft report sent to Quality Assurance and Ethics Panel
  • 30 Days
    • Church body can submit written feedback on inaccuracies
  • 45 Days
    • Changes in light of feedback
    • Submission to Archbishops’ Council, Church Body and NST
  • 55 Days
    • Report published on CoE website

Presentation of Audit Findings

One audit report is produced per diocese based on geographical area (i.e., usually a single report covering the diocesan board of finance, diocesan bishop’s office and cathedral(s)). The audit and subsequent report identifies and recognises areas of good practice and success. It also includes meaningful recommendations for each individual Church body to help them develop and improve the quality of their safeguarding practice. Following drafting and feedback stages, reports are published on INEQE’s Church of England webpage.